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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-05-29
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Cwm Retail, Sales 1745 W. Florida Ave, Hemet, CA 92545 • United States

Citi Retail Banking 2900 Hamner Ave, Norco, CA 92860 • United States

Citi Retail Banking 1189 Magnolia Avenue, Corona, CA 92879 • United States

Corona, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Riverside CA 05/2007 Present
Previous Registrations
  • 2004-05-18 → 2007-05-29
    Citicorp Investment Services
    Riverside, CA
    Corona, CA
    Corona, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-17
  • S66 Uniform Combined State Law Examination
    2004-05-17

View on SEC IAPD

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