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Joseph Jonathon Caira

Mml Investors Services, LLC

Norco, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-02-07
TX RA APPROVED 2014-02-07
  • CA RA
    APPROVED
    Since 2014-02-07
  • TX RA
    APPROVED
    Since 2014-02-07

Branch Locations

1791 Third Street, Norco, CA 92860 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Financial Spfld MA 05/2004 Present
Mml Investors Services Newport Beach CA 07/2004 Present
  • 05/2004 → Present
    Mass Mutual Financial
    Spfld, MA
  • 07/2004 → Present
    Mml Investors Services
    Newport Beach, CA
Other Businesses

NAME: JOSEPH J CAIRA INV REL: Y ADD: 1791 THIRD ST NORCO CA 92860 NATURE: INSURANCE POSITION: AGENT START DATE: 1/04 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: CAIRA'S CAGES INV REL: N ADD: 15202 CENTRAL AVE SUITE A CHINO CA 91709 NATURE: BASEBALL TRAINING FACILITY FOR KIDS POSITION: OWNER START DATE: 1/00 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TRAIN KIDS ON HOW TO HIT BASEBALLS (3)NAME: JOSEPH CAIRA, 2054 PARKER DAM LLC, 6446 W 84TH PLACE LLC INV REL: Y ADD: 9946 SCRIPPS WESTVIEW WAY #184 SAN DIEGO CA, 2054 PARKER DAM ROAD, SUITE 7 EARP CA 92267, 6446 W 84TH PLACE, LA CA 90045 & 6444 W 84TH PLACE, LA CA 90045 NATURE: RENTAL PROPERTY POSITION: 50 % OWNER START DATE: 2/1/14 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: 50/50 OWNER WITH BROTHER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-23
S63 Uniform Securities Agent State Law Examination 2004-10-19
  • S65 Uniform Investment Adviser Law Examination
    2013-12-23
  • S63 Uniform Securities Agent State Law Examination
    2004-10-19

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