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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-06
LA RA APPROVED 2019-12-26
  • TX RA
    APPROVED
    Since 2020-05-06
  • LA RA
    APPROVED
    Since 2019-12-26

Branch Locations

5422 Superior Drive Suite D, Baton Rouge, LA 70816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Baton Rouge LA 08/2018 Present
Unemployed Como 05/2014 08/2018
Morris Superior Market Office Building Baton Rouge LA 01/2018 Present
Raymond James Financial Services Advisors, Inc. Baton Rouge LA 12/2019 Present
Financial Service Corporation Of Baton Rouge Baton Rouge LA 07/2019 Present
  • 08/2018 → Present
    Raymond James Financial Services, Inc.
    Baton Rouge, LA
  • 05/2014 → 08/2018
    Unemployed
    Como
  • 01/2018 → Present
    Morris Superior Market Office Building
    Baton Rouge, LA
  • 12/2019 → Present
    Baton Rouge, LA
  • 07/2019 → Present
    Financial Service Corporation Of Baton Rouge
    Baton Rouge, LA
Other Businesses

(1)Name of Business: CLM Private Foundation Address: 5422 Superior Dr Ste D, Baton Rouge, LA, 70816, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of four board members for this charitable entity. (2)Name of Business: Financial Service Corporation of Baton Rouge Address: 5422 Superior Dr Ste D, Baton Rouge, LA, 70816, United States Activity Type: Support Company - Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 07/24/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company. (3)Name of Business: Morris Superior Market Office Building Address: 5422 Superior Dr Ste D, Baton Rouge, LA, 70816, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2019-12-23
Other Names
  • Leah E Morris

View on SEC IAPD

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