Allison Neumann

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-08
NJ	RA	APPROVED	2019-03-11

NY RA
APPROVED

Since 2021-11-08
NJ RA
APPROVED

Since 2019-03-11

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Haven, NJ • United States

Saddle River , NJ • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Weehawken	NJ	10/2018	Present
Unemployed	Saddle River	NJ	08/2017	10/2018
The Stilwell Group	New York	NY	06/2017	08/2017
Unemployed	Saddle River	NJ	08/2016	06/2017

10/2018 → Present

Ubs Financial Services

Weehawken, NJ
08/2017 → 10/2018

Unemployed

Saddle River, NJ
06/2017 → 08/2017

The Stilwell Group

New York, NY
08/2016 → 06/2017

Unemployed

Saddle River, NJ

Other Businesses

Loki Ventures inc. ,New York United States , Corporation Sport & Leisure Facilities, fitness studio , Member of Board of directors , oversee the business with two other directors , Start date 5/4/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-07

S66 Uniform Combined State Law Examination

2019-03-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews