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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-08 |
| TX | RA | APPROVED | 2025-11-08 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Canaccord Genuity | New York | NY | 09/2018 | 12/2018 |
| Suny New Paltz | New Paltz | NY | 08/2013 | 12/2017 |
| Fdm Group | New York | NY | 05/2018 | 11/2018 |
| Unemployed | Brooklyn | NY | 01/2018 | 05/2018 |
| Jpmorgan Chase Bank Na | New York | NY | 10/2019 | Present |
| Jpmorgan Securities Llc | New York | NY | 10/2019 | Present |
| Unemployed | New York | NY | 01/2019 | 02/2019 |
| Randstad | New York | NY | 02/2019 | 10/2019 |
| Panchito Cooling Llc | Albany | NY | 04/2023 | Present |
Entity Name: Panchito cooling LLC Investment related: No "Address: Northwest Registered Agent LLC 418 Broadway STE N Albany, NY 12207" Nature of the other business: HVAC Position/Title/Relationship: Owner/Partner Start Date: 04/25/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties:This LLC is managed by a relative, in which I have ownership but I do not operate the company. The company provides ventilation and air conditioning services to residences in New York City. I have participation in the company since I invested capital, but I do not manage the operations of the company."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-07 |
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