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Nicolas Alejandro Mejia

J.P. Morgan Securities LLC

New York, NY

CRD 7027493

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-08
TX RA APPROVED 2025-11-08
  • NY RA
    APPROVED
    Since 2025-11-08
  • TX RA
    APPROVED
    Since 2025-11-08

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canaccord Genuity New York NY 09/2018 12/2018
Suny New Paltz New Paltz NY 08/2013 12/2017
Fdm Group New York NY 05/2018 11/2018
Unemployed Brooklyn NY 01/2018 05/2018
Jpmorgan Chase Bank Na New York NY 10/2019 Present
Jpmorgan Securities Llc New York NY 10/2019 Present
Unemployed New York NY 01/2019 02/2019
Randstad New York NY 02/2019 10/2019
Panchito Cooling Llc Albany NY 04/2023 Present
  • 09/2018 → 12/2018
    Canaccord Genuity
    New York, NY
  • 08/2013 → 12/2017
    Suny New Paltz
    New Paltz, NY
  • 05/2018 → 11/2018
    Fdm Group
    New York, NY
  • 01/2018 → 05/2018
    Unemployed
    Brooklyn, NY
  • 10/2019 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 10/2019 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 01/2019 → 02/2019
    Unemployed
    New York, NY
  • 02/2019 → 10/2019
    Randstad
    New York, NY
  • 04/2023 → Present
    Panchito Cooling Llc
    Albany, NY
Other Businesses

Entity Name: Panchito cooling LLC Investment related: No "Address: Northwest Registered Agent LLC 418 Broadway STE N Albany, NY 12207" Nature of the other business: HVAC Position/Title/Relationship: Owner/Partner Start Date: 04/25/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties:This LLC is managed by a relative, in which I have ownership but I do not operate the company. The company provides ventilation and air conditioning services to residences in New York City. I have participation in the company since I invested capital, but I do not manage the operations of the company."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-08
S63 Uniform Securities Agent State Law Examination 2020-01-07
  • S65 Uniform Investment Adviser Law Examination
    2025-11-08
  • S63 Uniform Securities Agent State Law Examination
    2020-01-07
Other Names
  • Nicolas Alejandro Mejia Arbizu

View on SEC IAPD

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