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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-26 |
| SC | RA | APPROVED | 2026-08-25 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Bronx | NY | 08/2018 | 04/2023 |
| Best Buy | Mt Vernon | NY | 04/2010 | 09/2020 |
| Jpmorgan Chase Bank, N.A. | Bronx | NY | 08/2018 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Beaufort | SC | 05/2013 | 12/2024 |
| Wells Fargo Bank, Na | Beaufort | SC | 04/2023 | 12/2024 |
| Truist Advisory Services,Inc | Savannah | GA | 12/2024 | 07/2026 |
| Truist Advisory Services, Inc | Savannah | GA | 12/2024 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-04 |
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