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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-13 |
Branch Locations
9075 Woodcreek Oaks Blvd, Ste 160, Roseville,, CA 95747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John L. Sullivan Chevrolet | Roseville | CA | 07/2018 | 05/2019 |
| Wyndham Vacation Ownerhip | Santa Rosa | CA | 01/2011 | 07/2018 |
| New York Life Insurance Co | Roseville | CA | 12/2018 | 11/2021 |
| Nylife Securities, Llc | Rosevlle | CA | 07/2019 | 11/2021 |
| J.P. Morgan Securities Llc | Roseville | CA | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Roseville | CA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-20 |
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