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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-03
  • TX RA
    APPROVED
    Since 2025-02-03

Branch Locations

3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States

Rowlett, TX • United States

1601 Elm St Ste 4350, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Plano TX 04/2021 05/2024
Mutual Of Omaha Grapevine TX 09/2020 04/2021
Unemployed Rowlett TX 04/2020 09/2020
University Of Texas At Austin Austin TX 08/2014 05/2020
Boulevard Bar & Grill Austin TX 08/2019 04/2020
North Star Resource Group Austin TX 08/2018 05/2019
Red's Porch Austin TX 07/2017 05/2019
Dodies Cajun Diner Rockwall TX 12/2016 08/2018
Ameriprise Financial Services, Llc Dallas TX 06/2024 Present
  • 04/2021 → 05/2024
    Plano, TX
  • 09/2020 → 04/2021
    Mutual Of Omaha
    Grapevine, TX
  • 04/2020 → 09/2020
    Unemployed
    Rowlett, TX
  • 08/2014 → 05/2020
    University Of Texas At Austin
    Austin, TX
  • 08/2019 → 04/2020
    Boulevard Bar & Grill
    Austin, TX
  • 08/2018 → 05/2019
    North Star Resource Group
    Austin, TX
  • 07/2017 → 05/2019
    Red's Porch
    Austin, TX
  • 12/2016 → 08/2018
    Dodies Cajun Diner
    Rockwall, TX
  • 06/2024 → Present
    Dallas, TX
Other Businesses

Outside Employment; Geaux Sooners, LLC DBA Luminate; Financial Advisor, Salary only; Manage advisory business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 06/03/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-01
  • S66 Uniform Combined State Law Examination
    2025-02-01

View on SEC IAPD

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