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Sarah Kelly Oliver

Cain, Watters & Associates, LLC

Frisco, TX

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Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-01
  • TX RA
    APPROVED
    Since 2018-10-01

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kpmg Dallas TX 08/2015 11/2017
Cain, Watters & Associates, Llc Frisco TX 11/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-22
  • S65 Uniform Investment Adviser Law Examination
    2018-06-22
Other Names
  • Sarah Kelly
  • Sarah Elizabeth Kelly
  • Sarah Kelly Oliver

View on SEC IAPD

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BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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