Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-08
TX RA APPROVED 2024-04-08
  • NY RA
    APPROVED
    Since 2024-04-08
  • TX RA
    APPROVED
    Since 2024-04-08

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co Llc New York NY 04/2020 08/2021
Ubs Financial Services New York NY 10/2018 08/2019
Acuity Partners Llc New York NY 07/2018 09/2018
Metropolitan Risk Advisory Irvington NY 07/2018 09/2018
Port Security Services Inc New Haven CT 06/2017 02/2018
United States Securities And Exchange Commission New York NY 08/2017 10/2017
West Marine Branford CT 06/2015 08/2017
The Murray Company Branford CT 10/2015 09/2017
Mercy College Dobbs Ferry NY 09/2016 12/2019
University Of Vienna Vienna 02/2018 07/2018
Jpmorgan Chase Bank Na New York NY 08/2021 Present
Jpmorgan Securities Llc New York NY 08/2021 Present
Unemployed Branford CT 01/2020 03/2020
United States Coast Guard New York NY 07/2024 09/2025
  • 04/2020 → 08/2021
    Goldman Sachs & Co Llc
    New York, NY
  • 10/2018 → 08/2019
    Ubs Financial Services
    New York, NY
  • 07/2018 → 09/2018
    Acuity Partners Llc
    New York, NY
  • 07/2018 → 09/2018
    Metropolitan Risk Advisory
    Irvington, NY
  • 06/2017 → 02/2018
    Port Security Services Inc
    New Haven, CT
  • 08/2017 → 10/2017
    United States Securities And Exchange Commission
    New York, NY
  • 06/2015 → 08/2017
    West Marine
    Branford, CT
  • 10/2015 → 09/2017
    The Murray Company
    Branford, CT
  • 09/2016 → 12/2019
    Mercy College
    Dobbs Ferry, NY
  • 02/2018 → 07/2018
    University Of Vienna
    Vienna
  • 08/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 08/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 01/2020 → 03/2020
    Unemployed
    Branford, CT
  • 07/2024 → 09/2025
    United States Coast Guard
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2020-08-25
  • S65 Uniform Investment Adviser Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2020-08-25
Other Names
  • Matthew J Lombardi
  • Matthew James Lombardi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor