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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-25
TX RA APPROVED 2026-06-25
  • LA RA
    APPROVED
    Since 2026-06-25
  • TX RA
    APPROVED
    Since 2026-06-25

Branch Locations

Baton Rouge, LA • United States

5145 Bluebonnet Blvd, Baton Rouge, LA 70809-3076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lafayette LA 10/2018 01/2021
Cajun Brewing Lafayette LA 01/2018 08/2018
Stuller Inc. Lafayette LA 05/2015 12/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2019 01/2021
Ameriprise Financial Services, Llc Metairie LA 01/2021 05/2023
Lpl Financial Llc Baton Rouge LA 05/2023 Present
Stratos Wealth Partners Baton Roughe LA 05/2023 Present
  • 10/2018 → 01/2021
    Lafayette, LA
  • 01/2018 → 08/2018
    Cajun Brewing
    Lafayette, LA
  • 05/2015 → 12/2017
    Stuller Inc.
    Lafayette, LA
  • 01/2019 → 01/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2021 → 05/2023
    Metairie, LA
  • 05/2023 → Present
    Baton Rouge, LA
  • 05/2023 → Present
    Stratos Wealth Partners
    Baton Roughe, LA
Previous Registrations
Other Businesses

1) 04/14/2023- Schramm Financial Group- DBA for LPL Business (entity for LPL business)- Inv. related- at reported business location(s) 2) 04/14/2023- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. related- at reported business location(s) 3) 5/2/2023 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 05/12/2023 - Schramm Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 4/5/23 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 5) 05/12/2023 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 4/5/23 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 07/01/2024 - Opes Wealth Partners - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ 130 Hours During Trading 7) 12/17/2024- Opes Wealth Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/01/2024- 160 Hours Per Month/ 130 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-29
  • S66 Uniform Combined State Law Examination
    2018-12-29

View on SEC IAPD

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