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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-06-25 |
| TX | RA | APPROVED | 2026-06-25 |
Branch Locations
Baton Rouge, LA • United States
5145 Bluebonnet Blvd, Baton Rouge, LA 70809-3076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lafayette | LA | 10/2018 | 01/2021 |
| Cajun Brewing | Lafayette | LA | 01/2018 | 08/2018 |
| Stuller Inc. | Lafayette | LA | 05/2015 | 12/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2019 | 01/2021 |
| Ameriprise Financial Services, Llc | Metairie | LA | 01/2021 | 05/2023 |
| Lpl Financial Llc | Baton Rouge | LA | 05/2023 | Present |
| Stratos Wealth Partners | Baton Roughe | LA | 05/2023 | Present |
1) 04/14/2023- Schramm Financial Group- DBA for LPL Business (entity for LPL business)- Inv. related- at reported business location(s) 2) 04/14/2023- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. related- at reported business location(s) 3) 5/2/2023 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 05/12/2023 - Schramm Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 4/5/23 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 5) 05/12/2023 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 4/5/23 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 07/01/2024 - Opes Wealth Partners - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ 130 Hours During Trading 7) 12/17/2024- Opes Wealth Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/01/2024- 160 Hours Per Month/ 130 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-29 |
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