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Luke Adams

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2019-05-08
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2019-05-08

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rutgers University Newark NJ 08/2016 01/2018
Oppenheimer & Co. Inc. New York NY 09/2018 Present
Moriello Pool New Paltz NY 04/2016 09/2016
Moriello Pool New Paltz NY 04/2017 09/2017
Unemployed New Paltz NY 02/2018 09/2018
  • 08/2016 → 01/2018
    Rutgers University
    Newark, NJ
  • 09/2018 → Present
    Oppenheimer & Co. Inc.
    New York, NY
  • 04/2016 → 09/2016
    Moriello Pool
    New Paltz, NY
  • 04/2017 → 09/2017
    Moriello Pool
    New Paltz, NY
  • 02/2018 → 09/2018
    Unemployed
    New Paltz, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-07
  • S66 Uniform Combined State Law Examination
    2019-05-07

View on SEC IAPD

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