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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-22 |
| MN | RA | APPROVED | 2026-04-29 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial | Minneapolis | MN | 05/2025 | 08/2025 |
| U.S. Bank | Minneapolis | MN | 05/2018 | 05/2025 |
| Brown University | Providence | RI | 09/2014 | 05/2018 |
| Morgan Stanley | Wayzata | MN | 08/2025 | Present |
| U.S. Bank | Minneapolis | MN | 05/2017 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-28 |
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