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Nicholas B Stern

Morgan Stanley

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-26
MN RA APPROVED 2019-01-08
WI RA APPROVED 2019-01-01
  • TX RA
    APPROVED
    Since 2020-03-26
  • MN RA
    APPROVED
    Since 2019-01-08
  • WI RA
    APPROVED
    Since 2019-01-01

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wayzata MN 10/2018 Present
Locorr Funds Excelsior MN 05/2017 10/2018
Unemployed Fridley MN 02/2017 04/2017
Student St Paul MN 10/2008 01/2017
Morgan Stanley Private Bank, N.A. New York NY 12/2018 Present
  • 10/2018 → Present
    Morgan Stanley
    Wayzata, MN
  • 05/2017 → 10/2018
    Locorr Funds
    Excelsior, MN
  • 02/2017 → 04/2017
    Unemployed
    Fridley, MN
  • 10/2008 → 01/2017
    Student
    St Paul, MN
  • 12/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-28
  • S66 Uniform Combined State Law Examination
    2018-12-28
Other Names
  • Nicholas Stern

View on SEC IAPD

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GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

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