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Justin Graham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-15
NY RA APPROVED 2022-09-27
TX RA APPROVED_RES 2022-09-15
  • NJ RA
    APPROVED
    Since 2023-06-15
  • NY RA
    APPROVED
    Since 2022-09-27
  • TX RA
    APPROVED_RES
    Since 2022-09-15

Branch Locations

1114 Ave Of The Americas, New York, NY 10036 • United States

1 Penn Plz, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na New York NY 02/2018 07/2022
Wells Fargo Clearing Services, Llc New York NY 10/2018 07/2022
Peoples United Bank New York NY 06/2017 02/2018
Td Bank New York NY 07/2015 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2022 Present
Bank Of America, N.A. New York NY 09/2022 Present
  • 02/2018 → 07/2022
    Wells Fargo Bank, Na
    New York, NY
  • 10/2018 → 07/2022
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 06/2017 → 02/2018
    Peoples United Bank
    New York, NY
  • 07/2015 → 05/2017
    Td Bank
    New York, NY
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 09/2022 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2019-02-20
Other Names
  • Justin Graham
  • Justin Brian Graham

View on SEC IAPD

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