Timothy Sean Frey

Current Employers

Employment History

• 01/2020 → 02/2024
  Lpl Financial
  Spooner, WI
• 07/2015 → 01/2020
  Sagepoint Financial
  Spooner, WI
• 02/2024 → Present
  Packerland Brokerage Services
  Green Bay, WI

Previous Registrations

• 2020-01-02 → 2024-02-23
  Lpl Financial Llc
  Edina, MN
  Spooner, WI
  Edina, MN
  San Diego, CA
  Spooner, WI
• 2016-03-15 → 2020-01-08
  Osaic Services, Inc.
  Spooner, WI
  Edina, MN
  Edina, MN
  Spooner, WI
  Des Moines, IA
• 2015-01-08 → 2015-04-16
  Securities America Advisors, Inc.
  Spooner, WI
• 2005-08-09 → 2007-07-27
  Country Trust Bank
  Eagan, MN
  Apple Valley, MN

Other Businesses

1) 10/2010 - Fake Bird LLC - Not Investment Related - 28288 Mckenzie rd Spooner WI 54801 / Parent Company Business Entity For Tax/Investment Purposes Only - Retail Store ownership parent company / Consultant - 10 hours a month Marketing and spokesperson / LLC Ownership includes: Global Organic LLC, Ignite Vapor & Tobacco, Ignite Vapor & Tobacco Hayward LLC, Ignite Vapor & Tobacco Superior LLC, Ignite Dispensary Milwaukee LLC, Ignite Dispensary Bismarck LLC, Ignite Dispensary Manitowoc LLC, Ignite Dispensary New Richmond LLC 2) 8/2012 - Frey Farm Partnership - Non-Investment Related - Real Estate Services / Farm Manager - 10 hours a month 3) 6/2015 - Fake Bird Real Estate Holdings LLC - Not Investment Related - 761 W Beaver Brook Ave. Spooner, WI 54801 Commercial Real Estate Services - 5 hours a month 4 6/2018 Fake Bird Properties LLC Not Investment Related - 761 W Beaver Brook Ave. Spooner, WI 54801 Commercial Real Estate Services - 5 hours a month 5) 1/2016 -Frey Financial Incorporated - Investment Related - Insurance services- Life Insurance, Disability, Property and Casualty, Fixed and Fixed Indexed Annuity sales /761 W Beaver Brook Ave Spooner, WI 54801 40 hours a month 6) 12/07/2021 - HIPPY ELIXIR LLC DBA Day the Flying Squirrel - Not Investment Related - Home Based - Business Owner Author - 28288 Mckenzie rd Spooner WI 54801 - 1 Hour Per Month/0 Hours During Securities Trading - Children's book author. 1 hours a month 7) Lakeland Family Resource Center Board member that assists in the day to day decisions for the resource center. No financial responsibilities or check writing ability. Cannot act on own, needs all boards members to make final decision. Lakeland Family Resource Center is a program that provides family building through prevention, education and support available to all families and children in Washburn County. All programs are offered at no cost. Approx. 1 hr per week Non-investment related Beaverbrook Floral LLC 1000 s river st Spooner wi, 54801 Flower shop / current DBA Indianhead floral / no duties / 12/15/2024 / 1000 s river st Spooner wi 54801 / https://indianheadfloral.com/ 1 hour per month / no daily duties Non-investment related Beaverbrook Properties LLC 1000 S river st spooner wi, 54801 12/15/2024 Commercial Real estate / Landlord / 1 hour per month / 1000 s river st Spooner WI 54801 / 80% Ownership Non-investment related Hayward Spirits LLC 9921 WI-27 Hayward WI, 54843 Start Date 7/1/26 Hayward spirits LLC 9921 WI-27, Hayward, WI 54843 www.lakeairliquor.com Minority Owner 10% 2 hours per month Helping with Advertising and marketing Non-investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-23
• S63 Uniform Securities Agent State Law Examination
  2005-05-26