Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| PA | RA | APPROVED | 2017-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Labanon | PA | 03/2005 | 12/2017 |
| Stifel Nicolaus & Co Inc | Lebanon | PA | 12/2017 | Present |
1. Kiwanis Club of Lebanon County; PO Box 394 Lebanon PA 17042; global organization of volunteers dedicated to changing the world one child and one community at a time; Golf Committee Chairperson; coordinator of annual golf tournament; 05/01/2018; 2.00 Hour(s) Per Month; Not during securities trading hours; Not Investment-Related 2. Pennsylvania Kiwanis Foundation; 2793 Old Post Road Suite 12, Harrisburg, PA 17110; Board Director; 04/01/2018; 3.00 Hour(s) Per Month; not during securities trading hours; Not Investment Related 3. Pennsylvania Kiwanis Foundation; 125 N Enola Drive Ste 206 Enola PA 17025; Non-profit organization providing grants to clubs, communities, student scholarships, and children's programs; Chairman of Finance and Investment committee; quarterly meetings with the committee to review portfolio, working with the Treasurer, communicating with the advisor managing the portfolio; 10/02/2023; 2.00hrs/month; Not during securities trading hours; Not Investment-Related 4. Kiwanis Club of Lebanon; PO Box 394, Lebanon, PA 17042; Non Profit Organization; Board Director; Attend 1 meeting per month; 10/01/2025; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-16 |
Reach out to this advisor