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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-30 |
| HI | RA | APPROVED | 2015-09-15 |
Branch Locations
2153 N King St Ste 308, Honolulu, HI 96819 • United States
16225 Park Ten Place Ste 105-C, Houston, TX 77084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Honolulu | HI | 04/2014 | Present |
| Primerica Financial Services | Honolulu | HI | 04/2013 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Hale Molowa Inc., A coporation that holds the title for a real estate property at 59-047 Huelo Street, Haleiwa, Hawaii 96712. I have been the treasurer since 1987, my responsibility is for cash receipts, disbursements, financial statements and tax filings. I spend about 20 hours per year with no hours during securities trading. I receive no compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-09 |
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