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Alvin Eiji Hirata

Pfs Investments Inc.

Honolulu, HI

Houston, TX

CRD 3131353

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-30
HI RA APPROVED 2015-09-15
  • TX RA
    APPROVED_RES
    Since 2022-03-30
  • HI RA
    APPROVED
    Since 2015-09-15

Branch Locations

2153 N King St Ste 308, Honolulu, HI 96819 • United States

16225 Park Ten Place Ste 105-C, Houston, TX 77084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Honolulu HI 04/2014 Present
Primerica Financial Services Honolulu HI 04/2013 Present
  • 04/2014 → Present
    Honolulu, HI
  • 04/2013 → Present
    Primerica Financial Services
    Honolulu, HI
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Hale Molowa Inc., A coporation that holds the title for a real estate property at 59-047 Huelo Street, Haleiwa, Hawaii 96712. I have been the treasurer since 1987, my responsibility is for cash receipts, disbursements, financial statements and tax filings. I spend about 20 hours per year with no hours during securities trading. I receive no compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-01
S63 Uniform Securities Agent State Law Examination 2014-05-09
  • S65 Uniform Investment Adviser Law Examination
    2015-08-01
  • S63 Uniform Securities Agent State Law Examination
    2014-05-09
Other Names
  • Alvin Hirata
  • Alvin Eiji Hirata
  • Alvin E Hirata

View on SEC IAPD

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