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1185 Avenue Of The Americas Floor 3, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-02 |
Branch Locations
1185 Avenue Of The Americas 3Rd Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cornelius | NC | 10/2018 | 04/2020 |
| Pnc Bank | Florence | SC | 10/2017 | 10/2018 |
| Unemployed | Marion | SC | 04/2016 | 10/2017 |
| Wells Fargo Clearing Services | Charlotte | NC | 04/2021 | 07/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 12/2021 | 03/2022 |
| Unemployed | Charlotte | NC | 08/2021 | 10/2021 |
| Unemployed | Charolette | NC | 04/2020 | 03/2021 |
| Triad Advisors | Norcross | GA | 05/2022 | 10/2022 |
| Northwestern Mutual Investment Services Llc | New York | NY | 10/2023 | 01/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2024 | 08/2024 |
| Bank Of America, N.A. | New York | NY | 07/2024 | 08/2024 |
| Queendom Company | Charlotte | NC | 01/2022 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2024 | 03/2025 |
| Northwestern Mutual Investment Services Llc | New York | NY | 12/2024 | 03/2025 |
Name of the other business - Queendom Company Whether the business is investment-related - NO Address of the other business - Charlotte, NC 28202 Nature of the other business - Music Creation Your position - Owner Title, or relationship with the other business - Owner Start date of your relationship - 01/01/2022 Approximate number of hours/month you devote to the other business - Two Hours Number of hours you devote to the other business during securities trading hours - Zero Briefly describe your duties relating to the other business - Create Music
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-22 |
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