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Richard K Looper

Morgan Stanley

Mandeville, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-23
AZ RA APPROVED 2018-12-27
LA RA APPROVED 2018-12-21
  • TX RA
    APPROVED
    Since 2020-04-23
  • AZ RA
    APPROVED
    Since 2018-12-27
  • LA RA
    APPROVED
    Since 2018-12-21

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mandeville LA 10/2018 Present
Self Employed Mandeville LA 01/2012 10/2018
Morgan Stanley Private Bank, N.A. New York NY 12/2018 Present
  • 10/2018 → Present
    Morgan Stanley
    Mandeville, LA
  • 01/2012 → 10/2018
    Self Employed
    Mandeville, LA
  • 12/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Richard Looper
  • Ken Looper

View on SEC IAPD

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JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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