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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-13
UT RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-10-13
  • UT RA
    APPROVED
    Since 2024-11-14

Branch Locations

5353 S. 960 E Suite 235, Salt Lake City, UT 84117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. South Jordon UT 08/2018 11/2024
Avalon Health Care Group Salt Lake City UT 10/2012 05/2019
Prudential Insurance Company Of America South Jordon UT 12/2018 Present
Lpl Enterprise, Llc Midvale UT 11/2024 Present
  • 08/2018 → 11/2024
    South Jordon, UT
  • 10/2012 → 05/2019
    Avalon Health Care Group
    Salt Lake City, UT
  • 12/2018 → Present
    Prudential Insurance Company Of America
    South Jordon, UT
  • 11/2024 → Present
    Midvale, UT
Previous Registrations
  • 2019-09-03 → 2024-11-14
    Englewood, CO
    South Jordon, UT
    South Jordon, UT
    Midvale, UT
    Midvale, UT
Other Businesses

1) 10/09/2024 - American Cancer Society - I serve on the advisory board for the Utah Chapter of the American Cancer Society and provide support for their fundraising, cancer control and advocacy goals - Non-Profit Board Member - Non Inv Related - At SALT LAKE CITY, UT - Start Date 01/15/2020 - 5hrs/mth - 0hrs/mth During Trading 2) 10/09/2024 - Salt Lake Cottonwood Stake of The Church of Jesus Christ of Latter Saints - I am the Assistant Stake Clerk - Finance for my stake in The Church of Jesus Christ of Latter-Day Saints - Non Inv Related - At SALT LAKE CITY, UT - Start Date 08/18/2023 - 8hrs/mth - 0hrs/mth During Trading 3) 10/09/2024 - Craig Madison Groutage - Immediate family - Act in a Fiduciary Capacity - Non Inv Related - At SALT LAKE CITY, UT - Start Date 08/18/2023 - 1hrs/mth - 0hrs/mth During Trading 4) 10/09/2024 - Salt Lake Cottonwood Stake of The Church of Jesus Christ of Latter-Day Saints - I am the Assistant Stake Clerk - Finance for my stake in The Church of Jesus Christ of Latter-Day Saints - Non-profit volunteer (not on board) - Non Inv Related - At SALT LAKE CITY, UT - Start Date 08/18/2023 - 8hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-29
S63 Uniform Securities Agent State Law Examination 2018-11-15
  • S65 Uniform Investment Adviser Law Examination
    2019-08-29
  • S63 Uniform Securities Agent State Law Examination
    2018-11-15

View on SEC IAPD

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