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Leeb Capital Management, Inc. CRD 104793
$112M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
40 West 37Th Street Room 1003, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-02 |
| TX | RA | APPROVED | 2018-11-24 |
Branch Locations
40 West 37Th Street Room 1003, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leeb Capital Management | New York | NY | 09/2008 | Present |
Capitol Information Group, 7600A Leesburg Pike, Falls Church, VA 22043. The company publishes financial newsletters so it is investment related, but no individual advice is given. I write articles that cover general investment topics for them as an editor. I work for them as a contractor. I started in May 2017. I work roughly 10 hours per week for them.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-24 |
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