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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-28 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
6801 Buffalo Speedway, Houston, TX 77025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Houston | TX | 12/2015 | Present |
| Wells Fargo Clearing Services, Llc | Houston | TX | 10/2018 | Present |
UBER; NOT INV. RELATED; HOUSTON, TX; DRIVER; START DATE 10/2016; 15 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: DRIVER. RENTAL PROPERTY; INV RELATED; ROSENBERG, TX; 100% OWNERSHIP; START 03/28/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-03 |
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