Frank Joseph Stubbolo

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2018
  Gettysburg College
  Gettysburg, NY
• 05/2017 → 03/2018
  Dynamic Construction
  New York, NY
• 01/2014 → 03/2018
  Bombers Lacrosse
  Huntington, NY
• 05/2018 → 09/2018
  Unemployed
  Huntington, NY
• 09/2018 → 03/2019
  Axa Advisors, Llc
  New York, NY
• 03/2019 → 09/2019
  Strategic Financial Solutions
  New York, NY
• 09/2019 → 02/2020
  Unemployed
  Huntington, NY
• 02/2020 → 03/2020
  Gds Group
  New York, NY
• 03/2020 → 08/2020
  Unemployed
  Huntington, NY
• 08/2020 → 05/2021
  T3 Trading Group, Llc
  New York, NY
• 07/2021 → 11/2022
  Raymond James & Associates, Inc.
  New York, NY
• 05/2021 → 07/2021
  Unemployed
  Huntington, NY
• 11/2022 → 03/2024
  Wells Fargo Clearing Services, Llc
  New York, NY
• 03/2024 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY

Previous Registrations

• 2022-11-22 → 2024-03-11
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2021-09-13 → 2022-11-23
  Raymond James & Associates, Inc.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-09-11
• S63 Uniform Securities Agent State Law Examination
  2019-03-04

Other Names

• Frank Joseph Stubbolo
• Frank Joseph Stubbolo
• Frank Stubbolo