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Nicole Huguet Izquierdo

Osaic Institutions, Inc.

Coconut Grove, FL

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-18
  • FL RA
    APPROVED
    Since 2026-03-18

Branch Locations

2701 South Bayshore Drive, Coconut Grove, FL 33133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Wealth Management Miami FL 05/2005 09/2018
Rbc Capital Markets, Llc. Miami FL 09/2018 02/2026
Osaic Institutions, Inc. Meriden CT 03/2026 Present
Grove Bank & Trust Miami FL 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
  • S66 Uniform Combined State Law Examination
    2019-04-08

View on SEC IAPD

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