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Konrad David Pi

J.P. Morgan Securities LLC

San Diego, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-03
FL RA APPROVED 2022-11-02
CA RA APPROVED 2022-04-25
TX RA APPROVED_RES 2022-04-25
  • NJ RA
    APPROVED
    Since 2022-11-03
  • FL RA
    APPROVED
    Since 2022-11-02
  • CA RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED_RES
    Since 2022-04-25

Branch Locations

13485 Pacific Highlands Ranch Pkwy, San Diego, CA 92130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Denver CO 11/2018 09/2021
Morgan Stanley New York NY 11/2018 09/2021
J.P. Morgan Securities Llc San Diego CA 03/2022 Present
Jpmorgan Chase Bank, N.A. San Diego CA 03/2022 Present
Kang An Li Consulting Beijing 09/2015 10/2018
Unemployed Broomfield CO 10/2021 02/2022
  • 11/2018 → 09/2021
    Morgan Stanley
    Denver, CO
  • 11/2018 → 09/2021
    Morgan Stanley
    New York, NY
  • 03/2022 → Present
    J.P. Morgan Securities Llc
    San Diego, CA
  • 03/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Diego, CA
  • 09/2015 → 10/2018
    Kang An Li Consulting
    Beijing
  • 10/2021 → 02/2022
    Unemployed
    Broomfield, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2019-03-18
Other Names
  • Konrad David Pi
  • Konrad Pi

View on SEC IAPD

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