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Dirk Johnston

Principal Advised Services

Des Moines, IA

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-07-28
  • IA RA
    APPROVED
    Since 2021-07-28

Branch Locations

575 7Th St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Financial Group Des Moines IA 01/2021 07/2021
Legacy Financial Group Des Moines IA 09/2018 07/2021
Lakehouse 13 Sunrise Beach MO 05/2018 09/2018
Cedar Valley Wealth Advisors Cedar Falls IA 03/2017 05/2018
Myrtue Medical Center Harlan IA 07/2012 03/2017
Norman D. Stamp Aquatic Center Harlan IA 07/2011 09/2016
University Of Northern Iowa Cedar Falls IA 08/2014 05/2018
Principal Life Insurance Company Des Moines IA 07/2021 Present
Principal Advised Services Des Moines IA 07/2021 Present
Principal Securities Des Moines IA 11/2023 Present
  • 01/2021 → 07/2021
    Legacy Financial Group
    Des Moines, IA
  • 09/2018 → 07/2021
    Legacy Financial Group
    Des Moines, IA
  • 05/2018 → 09/2018
    Lakehouse 13
    Sunrise Beach, MO
  • 03/2017 → 05/2018
    Cedar Valley Wealth Advisors
    Cedar Falls, IA
  • 07/2012 → 03/2017
    Myrtue Medical Center
    Harlan, IA
  • 07/2011 → 09/2016
    Norman D. Stamp Aquatic Center
    Harlan, IA
  • 08/2014 → 05/2018
    University Of Northern Iowa
    Cedar Falls, IA
  • 07/2021 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 07/2021 → Present
    Principal Advised Services
    Des Moines, IA
  • 11/2023 → Present
    Principal Securities
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-16
  • S63 Uniform Securities Agent State Law Examination
    2024-09-16
Designations
Other Names
  • Dirk Keith Johnston

View on SEC IAPD

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OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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