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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-14
  • NJ RA
    APPROVED
    Since 2024-02-14

Branch Locations

384 Main Street, Bedminster, NJ 07921 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bedminster NJ 09/2018 Present
Pennsylvania State University State College PA 08/2020 05/2023
Lehigh University Bethlehem PA 01/2017 05/2018
The Sagamore Resort Bolton Landing NY 05/2017 08/2018
Vineyard Vines Short Hills NJ 09/2016 12/2016
The Sagamore Resort Bolton Landing NY 05/2016 09/2016
Private Advisor Group, Llc Bedminster NJ 02/2024 Present
  • 09/2018 → Present
    Lpl Financial Llc
    Bedminster, NJ
  • 08/2020 → 05/2023
    Pennsylvania State University
    State College, PA
  • 01/2017 → 05/2018
    Lehigh University
    Bethlehem, PA
  • 05/2017 → 08/2018
    The Sagamore Resort
    Bolton Landing, NY
  • 09/2016 → 12/2016
    Vineyard Vines
    Short Hills, NJ
  • 05/2016 → 09/2016
    The Sagamore Resort
    Bolton Landing, NY
  • 02/2024 → Present
    Bedminster, NJ
Other Businesses

1) 09/11/2023 - Private Advisor Group LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 11/07/2023 - Private Advisor Group - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 9/13/2018 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/24/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/17/2024 - Main Street Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/03/2024 - 160 Hours Per Month/ 7 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
  • S66 Uniform Combined State Law Examination
    2024-02-05
Other Names
  • Nick Carrion
  • Nic Carrion

View on SEC IAPD

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