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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-27 |
Branch Locations
1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2019 | 06/2020 |
| University Of Illinois | Champaign | IL | 08/2015 | 06/2019 |
| Wells Fargo Advisors, Llc | Champaign | IL | 09/2018 | 12/2018 |
| Equitable Advisors, Llc | New York | NY | 06/2019 | Present |
ENGEL WEALTH MANAGEMENT LLC, OWNER, PAY BUSINESS EXPENSES, 12/2022, 10 HOURS PER MONTH, 0 COMPENSATION. LIFE LOYAL ADVISORS, FINANCIAL ADVISOR, HELP CLIENTS WITH FINANCIAL GOALS, 1/2023, 10 HOURS PER MONTH, 0 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-03 |
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