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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-03
MO RA APPROVED 2019-04-10
  • TX RA
    APPROVED_RES
    Since 2024-10-03
  • MO RA
    APPROVED
    Since 2019-04-10

Branch Locations

8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States

501 North Broadway, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Clayton MO 09/2018 04/2019
U.S. Bancorp Investments, Inc. Clayton MO 09/2018 04/2019
Us Bank Na St. Louis MO 08/2008 09/2018
Stifel Nicolaus & Co Inc Clayton MO 04/2019 Present
  • 09/2018 → 04/2019
    Us Bank
    Clayton, MO
  • 09/2018 → 04/2019
    Clayton, MO
  • 08/2008 → 09/2018
    Us Bank Na
    St. Louis, MO
  • 04/2019 → Present
    Stifel Nicolaus & Co Inc
    Clayton, MO
Previous Registrations
Other Businesses

1. The Aberdeen Group LLC;13517 Weston Park Dr St Louis MO 63131;Rental Property;owner;6/1/99;100.00 Hour(s) Per Year; not during securities trading hours; investment related. 2. Saint Louis Central Library Foundation;1301 Olive Street St Louis MO 63103;Public library-The Foundation supports the library; Board Member and Chair, Nominating Committee;7/1/12;12.00 Hour(s) Per Quarter; during securities trading hours; not investment related. 3. Lift for Life Academy;1731 S Broadway Blvd St Louis Mo 63104;Charter School; President of the Board of Trustees; Guide and Lead the school in educating their students;1/1/02;12.00 Hour(s) Per Quarter; during securities trading hours; not investment related. 4. Campbell House Museum; 1508 Locust St St Louis MO 63103;Museum showcasing Victorian era and Westward expansion; Treasurer; financial oversight of NFP; 3/1/12;20 hrs/qtr; not during securities trading hours; not investment related. 5. Warren J Studt Foundation; 10 North Hanley Rd, Saint Louis, MO 63105; Co-Trustee; Oversight of Charitable Foundation; 12/22/2018; 24 hours per year; during securities trading hours; not investment-related. 6. Bulls, Bears, & Hogs LLC; 55 Muirfield Ct; Saint Louis, MO 63141; Private Investment Club; Member of LLC; Social Investment-Club; 01/15/2018; 4 Hours per Month; Not During Securities Trading Hours; Investment-Related. 7. The Score Club of Saint Louis; 39 York Drive, Saint Louis, MO 63144; Private Social and Investment Club/Partnership; Partnership; Member of the Partnership; 07/06/2021; 4 Hours per Month; Not During Securities Trading Hours; Investment-Related. 8. Weston Place Subdivision; 13517 Weston Park Drive, Saint Louis, MO 63131; Neighborhood Association; President; Governing Board of Subdivision; 02/10/2022; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related. 9. Arch on Gore Creek LLC; 13517 Weston Park Drive Saint Louis MO 63131; Real Estate investment in a 2-family in Colorado. Stifel Bank has the mortgage. Stifel Bank has the checking account; Manager and Member of LLC; Oversight of real estate investment; 08/15/2022; 2.00hrs/month; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-23
  • S66 Uniform Combined State Law Examination
    2019-01-23

View on SEC IAPD

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