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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-03 |
| MO | RA | APPROVED | 2019-04-10 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
501 North Broadway, St. Louis, MO 63102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Clayton | MO | 09/2018 | 04/2019 |
| U.S. Bancorp Investments, Inc. | Clayton | MO | 09/2018 | 04/2019 |
| Us Bank Na | St. Louis | MO | 08/2008 | 09/2018 |
| Stifel Nicolaus & Co Inc | Clayton | MO | 04/2019 | Present |
1. The Aberdeen Group LLC;13517 Weston Park Dr St Louis MO 63131;Rental Property;owner;6/1/99;100.00 Hour(s) Per Year; not during securities trading hours; investment related. 2. Saint Louis Central Library Foundation;1301 Olive Street St Louis MO 63103;Public library-The Foundation supports the library; Board Member and Chair, Nominating Committee;7/1/12;12.00 Hour(s) Per Quarter; during securities trading hours; not investment related. 3. Lift for Life Academy;1731 S Broadway Blvd St Louis Mo 63104;Charter School; President of the Board of Trustees; Guide and Lead the school in educating their students;1/1/02;12.00 Hour(s) Per Quarter; during securities trading hours; not investment related. 4. Campbell House Museum; 1508 Locust St St Louis MO 63103;Museum showcasing Victorian era and Westward expansion; Treasurer; financial oversight of NFP; 3/1/12;20 hrs/qtr; not during securities trading hours; not investment related. 5. Warren J Studt Foundation; 10 North Hanley Rd, Saint Louis, MO 63105; Co-Trustee; Oversight of Charitable Foundation; 12/22/2018; 24 hours per year; during securities trading hours; not investment-related. 6. Bulls, Bears, & Hogs LLC; 55 Muirfield Ct; Saint Louis, MO 63141; Private Investment Club; Member of LLC; Social Investment-Club; 01/15/2018; 4 Hours per Month; Not During Securities Trading Hours; Investment-Related. 7. The Score Club of Saint Louis; 39 York Drive, Saint Louis, MO 63144; Private Social and Investment Club/Partnership; Partnership; Member of the Partnership; 07/06/2021; 4 Hours per Month; Not During Securities Trading Hours; Investment-Related. 8. Weston Place Subdivision; 13517 Weston Park Drive, Saint Louis, MO 63131; Neighborhood Association; President; Governing Board of Subdivision; 02/10/2022; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related. 9. Arch on Gore Creek LLC; 13517 Weston Park Drive Saint Louis MO 63131; Real Estate investment in a 2-family in Colorado. Stifel Bank has the mortgage. Stifel Bank has the checking account; Manager and Member of LLC; Oversight of real estate investment; 08/15/2022; 2.00hrs/month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-23 |
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