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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-04
WA RA APPROVED 2024-09-04
  • TX RA
    APPROVED
    Since 2024-09-04
  • WA RA
    APPROVED
    Since 2024-09-04

Branch Locations

33930 Weyerhaeuser Way S Ste 200, Federal Way, WA 98001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 09/2024
Intenza Fitness Redmond WA 08/2016 03/2018
Unemployment Benefits Bothell WA 03/2018 09/2018
Lpl Financial Bellevue WA 09/2024 Present
  • 09/2018 → 09/2024
    St Louis, MO
  • 08/2016 → 03/2018
    Intenza Fitness
    Redmond, WA
  • 03/2018 → 09/2018
    Unemployment Benefits
    Bothell, WA
  • 09/2024 → Present
    Lpl Financial
    Bellevue, WA
Previous Registrations
  • 2019-02-25 → 2024-09-09
    Bothell, WA
    St Louis, MO
    Redmond, WA
    Redmond, WA
    Redmond, WA
Other Businesses

1) 06/27/2025 - Pacific Legacy Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date:06/24/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-22
  • S66 Uniform Combined State Law Examination
    2019-02-22

View on SEC IAPD

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