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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-01
  • CO RA
    APPROVED
    Since 2026-07-01

Branch Locations

7900 Northfield Blvd., Denver, CO 80238 • United States

1600 W. Mineral Ave., Littleton, CO 80120 • United States

15710 W. Colfax Ave., Golden, CO 80401 • United States

19201 E. Main St., Parker, CO 80134 • United States

3610 E. First Ave., Denver, CO 80206 • United States

One Williams Center, Tulsa, OK 74172 • United States

15490 E. Hampden Ave., Aurora, CO 80013 • United States

14575 E. Alameda Ave., Aurora, CO 80012 • United States

201 Wadsworth Blvd., Lakewood, CO 80226 • United States

17821 Cottonwood Dr., Parker, CO 80134 • United States

9561 S. University Blvd., Highlands Ranch, CO 80126 • United States

1600 Broadway 1St, 3Rd, 4Th, 15Th Fls. & Ste. 1800, Denver, CO 80202 • United States

8095 E. Belleview Ave. Ste. 210, Englewood, CO 80111 • United States

2025 Pearl St., Boulder, CO 80302 • United States

5910 S. University Blvd., Greenwood Village, CO 80121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Richmond VA 08/2016 09/2018
Bb&T Securities, Llc Chesterfield VA 09/2018 04/2021
Truist Investment Services, Inc. Chesterfield VA 02/2021 04/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 04/2021
Fidelity Investments Midlothian VA 04/2021 06/2024
Wells Fargo Clearing Services, Llc Greenwood Village CO 06/2024 06/2026
Bok Financial Securities, Inc. Denver CO 06/2026 Present
Bokf, Na Denver CO 06/2026 Present
  • 08/2016 → 09/2018
    Bb&T Bank
    Richmond, VA
  • 09/2018 → 04/2021
    Bb&T Securities, Llc
    Chesterfield, VA
  • 02/2021 → 04/2021
    Truist Investment Services, Inc.
    Chesterfield, VA
  • 02/2021 → 04/2021
    Atlanta, GA
  • 04/2021 → 06/2024
    Fidelity Investments
    Midlothian, VA
  • 06/2024 → 06/2026
    Greenwood Village, CO
  • 06/2026 → Present
    Denver, CO
  • 06/2026 → Present
    Bokf, Na
    Denver, CO
Previous Registrations
  • 2024-06-24 → 2026-06-23
    Greenwood Village, CO
    Highlands Ranch, CO
  • 2021-08-24 → 2024-05-30
    Fidelity Personal And Workplace Advisors
    Midlothian, VA
  • 2021-02-17 → 2021-04-14
    Atlanta, GA
  • 2019-02-12 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Virginia Beach, VA
    Chesterfield, VA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-11
S63 Uniform Securities Agent State Law Examination 2018-12-03
  • S65 Uniform Investment Adviser Law Examination
    2019-02-11
  • S63 Uniform Securities Agent State Law Examination
    2018-12-03
Other Names
  • Sam Laporte

View on SEC IAPD

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