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Ashley Laurene Nick

Thrivent Investment Management Inc.

Appleton, WI

Appleton , WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-24
OK RA APPROVED 2025-11-19
TX RA APPROVED 2025-11-19
WI RA APPROVED 2024-05-30
  • DC RA
    APPROVED
    Since 2025-11-24
  • OK RA
    APPROVED
    Since 2025-11-19
  • TX RA
    APPROVED
    Since 2025-11-19
  • WI RA
    APPROVED
    Since 2024-05-30

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919 • United States

Appleton , WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. J. Keller & Associates, Inc. Neenah WI 03/2014 Present
Thrivent Financial Appleton WI 09/2018 Present
Thrivent Financial Appleton WI 09/2018 Present
  • 03/2014 → Present
    J. J. Keller & Associates, Inc.
    Neenah, WI
  • 09/2018 → Present
    Thrivent Financial
    Appleton, WI
  • 09/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-17
S63 Uniform Securities Agent State Law Examination 2018-11-30
  • S66 Uniform Combined State Law Examination
    2024-02-17
  • S63 Uniform Securities Agent State Law Examination
    2018-11-30
Other Names
  • Ashley Laurene Vandyke

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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