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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Batavia | NY | 09/2018 | 05/2019 |
| Harbor Freight | Batavia | NY | 04/2018 | 06/2018 |
| Rite Aid Corporation/ Walgreens | Brockport | NY | 11/2017 | 04/2018 |
| Valu Home Center | Batavia | NY | 09/2012 | 10/2017 |
| Unemployed | Batavia | NY | 07/2018 | 09/2018 |
| Axa Advisors, Llc | New York | NY | 08/2019 | 06/2020 |
| Unemployed | Batavia | NY | 06/2019 | 07/2019 |
| Equitable Advisors, Llc | New York | NY | 08/2019 | 10/2021 |
| Pruco Securities, Llc. | Pittsford | NY | 11/2021 | 11/2024 |
| Prudential Insurance Company Of America | Pittsford | NY | 11/2021 | Present |
| Lpl Enterprise, Llc | Batavia | NY | 11/2024 | Present |
1) 11/26/2024 - Empire Financial Advisory Services - DBA for Record Keeping purposes only - DBA for LPL Business (entity for LPL business) - Inv Related - At Batavia, NY - Start Date 06/22/2023 - 5hrs/mth - 0hrs/mth During Trading 2) 11/27/2024 - No name/Medicare Supplements - Providing Medicare Supplements Services - Non-Variable Insurance Commission Trails - Non Inv Related - At Batavia, NY - Start Date 09/15/2023 - 0hrs/mth - 0hrs/mth During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-14 |
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