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Samuel Neff

Financial Enhancement Group

Anderson, IN

Indianapolis, IN

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Current Employers
Financial Enhancement Group

2704 Enterprise Drive, Anderson, IN 46013 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-09-29
  • IN RA
    APPROVED
    Since 2023-09-29

Branch Locations

2704 Enterprise Drive, Anderson, IN 46013 • United States

9757 Westpoint Drive Suite 400, Indianapolis, IN 46256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aldi Inc. Greenwood IN 01/2013 11/2018
Axa Advisors Llc New York NY 11/2018 06/2020
Equitable Advisors, Llc New York NY 11/2018 06/2022
Four Quadrant Wealth Advisors, Inc. Carmel IN 06/2022 09/2023
Financial Enhancement Group, Llc Anderson IN 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-12
  • S66 Uniform Combined State Law Examination
    2018-12-12
Designations
Other Names
  • Samuel Neff
  • Samuel Alan Neff

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
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KEY INVESTMENT SERVICES LLC
PNC WEALTH MANAGEMENT LLC
RAYMOND JAMES & ASSOCIATES, INC.

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Jessica Rhoades
Joe Michael Hilton Paulus
KIMBERLY ILENE MORSE
PAUL BRADLEY CHURCH
DANIEL JOSEPH BOTTOMLEY

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Anderson, IN
LPL FINANCIAL LLC · ANDERSON, IN
STIFEL, NICOLAUS & COMPANY, INCORPORATED · ANDERSON, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · Anderson, IN

More in Anderson, IN

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