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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-12 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of California Merced | Merced | CA | 08/2016 | 06/2018 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 09/2018 | 07/2021 |
| University Of California Merced | Merced | CA | 08/2015 | 06/2018 |
| Mma Agency | San Diego | CA | 03/2022 | Present |
| Mma Securities | San Diego | CA | 03/2022 | Present |
| Unemployed | Oceanside | CA | 07/2021 | 12/2021 |
| Law Offices Of William C. Halsey | Oceanside | CA | 12/2021 | 03/2022 |
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-06 |
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