Mark Stephen Seiler

Employer firm

Seiler & Associates, LLC CRD 134524

$59.7M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Seiler & Associates
  Pasadena, CA
• 11/2000 → Present
  Seiler & Associates, Llc
  Pasadena, CA

Other Businesses

Mr. Seiler is also a Principal with Seiler & Associates Certified Public Accountants, a CPA firm which provides accounting, estate planning, and tax preparation services to individuals, trusts, and business entities. The address for the firm is 3452 E Foothill Blvd., Suite 400, Pasadena, CA 91107. The firm's business is not investment related and the relationship started in 1998. Mr. Seiler expects to spend approximately 50% of his time working with accounting clients, some of this time will be during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-12-17

Designations

• Personal Financial Specialist