Best Investors Account Sign in

Charles Phelps

Strategic Advisers LLC

Albuquerque, NM

Albuquerque, NM

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NM RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Honolulu HI 11/2018 04/2019
American Savings Bank Honolulu HI 09/2016 11/2018
Bloomingdale's Honolulu HI 10/2015 10/2016
American Savings Bank Honolulu HI 04/2019 12/2019
Td Ameritrade, Inc. Honolulu HI 01/2020 01/2021
Td Ameritrade Investment Management, Llc Honolulu HI 01/2020 01/2021
Jp Morgan Securities, Llc Alberquerque NM 03/2021 05/2022
Jp Morgan Chase Bank, N.A. Alberquerque NM 02/2021 05/2022
Td Ameritrade Honolulu HI 12/2019 01/2021
Fidelity Investments Albuquerque NM 05/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2018 → 04/2019
    Edward Jones
    Honolulu, HI
  • 09/2016 → 11/2018
    American Savings Bank
    Honolulu, HI
  • 10/2015 → 10/2016
    Bloomingdale's
    Honolulu, HI
  • 04/2019 → 12/2019
    American Savings Bank
    Honolulu, HI
  • 01/2020 → 01/2021
    Td Ameritrade, Inc.
    Honolulu, HI
  • 01/2020 → 01/2021
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
  • 03/2021 → 05/2022
    Jp Morgan Securities, Llc
    Alberquerque, NM
  • 02/2021 → 05/2022
    Jp Morgan Chase Bank, N.A.
    Alberquerque, NM
  • 12/2019 → 01/2021
    Td Ameritrade
    Honolulu, HI
  • 05/2022 → Present
    Fidelity Investments
    Albuquerque, NM
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-06-29 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Albuquerque, NM
  • 2021-04-02 → 2022-05-08
    J.P. Morgan Securities Llc
    Plymouth, MN
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
  • 2020-01-27 → 2021-01-11
    Td Ameritrade, Inc.
    Honolulu, HI
  • 2020-01-17 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-18
  • S66 Uniform Combined State Law Examination
    2019-01-18
Other Names
  • Charles W Phelps
  • Charles W Phelps
  • Charles Phelps
  • Charles Wilbur Phelps
  • Charles Wilbur Phelps

View on SEC IAPD

Other Firms

AAN WEALTH ADVISORS LLC
DXD CAPITAL
ALLWORTH FINANCIAL, L.P.
EDWARD JONES
ZANETTI FINANCIAL, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

SUSAN MARIE MORRISON
DONALD AUSTIN MCDANIEL
KIRK RANDOLPH HUDSON
MATTHEW DAVID KELLER
Michelle Lea Phillips
Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor