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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2024-07-01 |
Branch Locations
2041 Rosecrans Ave Ste 385, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2018 | 07/2024 |
| Audi Pacific | Torrance | CA | 04/2014 | 08/2018 |
| Lpl Financial | El Segundo | CA | 07/2024 | Present |
1- 07/01/2024 / 11 Essex Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mnth / 8 hrs during trading / Start Date:07/01/2024. 2- 08/28/2025- Other - Author of a book used for marketing purpos- INV Related- At Reported Business Location(s)- Start date 03/17/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 3- 01/30/2026 - Arista Private Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 80 hours per month/ 40 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-14 |
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