Sheldon R Foreman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 05/2017
  Swarthmore College
  Swarthmore, PA
• 09/2017 → 05/2018
  Swarthmore College
  Swarthmore, PA
• 05/2018 → 08/2018
  Breakthrough Collaborative
  Austin, TX
• 05/2017 → 09/2017
  Breakthrough Collaborative
  Austin, TX
• 09/2018 → 09/2021
  The Vanguard Group, Inc.
  Malvern, PA
• 03/2022 → 07/2022
  Valic Financial Advisors, Inc.
  Mount Laurel, NJ
• 11/2021 → 09/2023
  Circle Internet Financial
  Boston, MA
• 11/2022 → 07/2023
  Si Securities, Llc
  New York, NY
• 08/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Bethesda, MD
• 10/2023 → 07/2024
  Unemployed
  Washington, DC
• 09/2024 → Present
  Bank Of America, N.A.
  North Bethesda, MD

Previous Registrations

• 2022-03-28 → 2022-07-07
  Valic Financial Advisors, Inc.
  Mount Laurel, NJ
• 2020-10-08 → 2021-10-15
  Vanguard Advisers, Inc.
  Malvern, PA

Exams

• S66 Uniform Combined State Law Examination
  2020-10-06
• S63 Uniform Securities Agent State Law Examination
  2018-10-30

Designations

• Certified Financial Planner

Other Names

• Sheldon Foreman
• Sheldon Ray Foreman