Sheldon R Foreman

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
MD	RA	APPROVED	2024-11-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Swarthmore College	Swarthmore	PA	09/2016	05/2017
Swarthmore College	Swarthmore	PA	09/2017	05/2018
Breakthrough Collaborative	Austin	TX	05/2018	08/2018
Breakthrough Collaborative	Austin	TX	05/2017	09/2017
The Vanguard Group, Inc.	Malvern	PA	09/2018	09/2021
Valic Financial Advisors, Inc.	Mount Laurel	NJ	03/2022	07/2022
Circle Internet Financial	Boston	MA	11/2021	09/2023
Si Securities, Llc	New York	NY	11/2022	07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	North Bethesda	MD	08/2024	Present
Unemployed	Washington	DC	10/2023	07/2024
Bank Of America, N.A.	North Bethesda	MD	09/2024	Present

09/2016 → 05/2017

Swarthmore College

Swarthmore, PA
09/2017 → 05/2018

Swarthmore College

Swarthmore, PA
05/2018 → 08/2018

Breakthrough Collaborative

Austin, TX
05/2017 → 09/2017

Breakthrough Collaborative

Austin, TX
09/2018 → 09/2021

The Vanguard Group, Inc.

Malvern, PA
03/2022 → 07/2022

Valic Financial Advisors, Inc.

Mount Laurel, NJ
11/2021 → 09/2023

Circle Internet Financial

Boston, MA
11/2022 → 07/2023

Si Securities, Llc

New York, NY
08/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Bethesda, MD
10/2023 → 07/2024

Unemployed

Washington, DC
09/2024 → Present

Bank Of America, N.A.

North Bethesda, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-06
S63	Uniform Securities Agent State Law Examination	2018-10-30

Other Firms