Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2012-04-27
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2012-04-27

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2008 Present
Other Businesses

Rosamund Green Inc. / United States / 284 Sackett St Apt 1 / Brooklyn / NY / United States / 11231 / rosamundgreen.com / No / Company / / Household Goods & textiles / / My wife, who is a long-standing textile designer, intends to create and commercialize her own line of home textiles. / Active / Proprietor / owner / / I will act as a general business advisor to my wife. / 0 / No / No / No / No / Start Date 12/01/2018 / / No / / No / / Yes / Yes / 50 / / Yes / Brooklyn, NY / No / / No / / A desire to help my wife. / No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-31
  • S66 Uniform Combined State Law Examination
    2005-05-31

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor