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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-16 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Pasadena | CA | 09/2018 | 11/2019 |
| Oakmont Builders | Sunland | CA | 11/2017 | 06/2018 |
| Arthur J Gallagher | Glendale | CA | 01/2016 | 11/2017 |
| Unemployed | Arcadia | CA | 06/2018 | 09/2018 |
| Wedbush Securities, Inc. | Los Angeles | CA | 12/2019 | Present |
1. THE KENNALLY GROUP; INVESTMENT RELATED; PASADENA, CA; DBA FOR WEDBUSH SECURITIES BUSINESS; FINANCIAL ADVISOR; START: 11/2023; APPROX: 40 HOURS WEEKLY, 160 HOURS MONTHLY DURING BUSINESS HOURS; DUTIES: GROUP WITHIN WEDBUSH. 2. Ride On. Chatsworth, CA. Non investment related. Board Member. Duties include sitting on the board and listening to board meetings, review documents, and provide insights for navigating the growth of the organization. About 4 hours a month are devoted to this, about 1 during trading hours. Start date: 1/21/26
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-11 |
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