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Brian Thomas Fraser

J.P. Morgan Securities LLC

New York, NY

CRD 7007792

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-12
TX RA APPROVED 2021-10-12
  • NY RA
    APPROVED
    Since 2021-10-12
  • TX RA
    APPROVED
    Since 2021-10-12

Branch Locations

1860 Broadway, New York, NY 10023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wharf Restaurant & Pub Edgartown MA 05/2013 09/2017
Jpmorgan Chase Bank, N.A. New York City NY 08/2018 08/2019
Bentley University Waltham MA 09/2014 05/2018
Unemployed Edgartown MA 05/2018 08/2018
J.P. Morgan Securities Llc New York NY 08/2018 Present
Jpmorgan Chase Bank, N.A. New York NY 08/2019 Present
  • 05/2013 → 09/2017
    Wharf Restaurant & Pub
    Edgartown, MA
  • 08/2018 → 08/2019
    Jpmorgan Chase Bank, N.A.
    New York City, NY
  • 09/2014 → 05/2018
    Bentley University
    Waltham, MA
  • 05/2018 → 08/2018
    Unemployed
    Edgartown, MA
  • 08/2018 → Present
    New York, NY
  • 08/2019 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Other Businesses

Entity Name: NOMAD STRATEGY HOLDINGS LLC Investment related: No "Address: 30 N Gould Street Suite R Sheridan, WY 82801" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Purchase & hold long term rental residential real estate property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-02
S63 Uniform Securities Agent State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2021-06-02
  • S63 Uniform Securities Agent State Law Examination
    2018-11-02
Other Names
  • Brian Fraser
  • Brian T Fraser

View on SEC IAPD

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