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Joseph Stephen Hart

Hart Wealth Management

West Des Moines, IA

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Current Employers
Hart Wealth Management

5550 Wild Rose Lane Suite 400, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-09-17
  • IA RA
    APPROVED
    Since 2025-09-17

Branch Locations

5550 Wild Rose Lane Suite 400, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Advisors, L.L.C. Des Moines IA 08/2018 08/2025
Rsm Us Llp Des Moines IA 11/2009 08/2018
Hart Wealth Management West Des Moines IA 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-27
  • S65 Uniform Investment Adviser Law Examination
    2018-07-27
Designations
Other Names
  • Joe Hart

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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