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Joseph Stephen Hart

Hart Wealth Management

West Des Moines, IA

CRD 7004309

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Employer firm

Hart Wealth Management CRD 338236

$46.5M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hart Wealth Management

5550 Wild Rose Lane Suite 400, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-09-17
  • IA RA
    APPROVED
    Since 2025-09-17

Branch Locations

5550 Wild Rose Lane Suite 400, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Advisors, L.L.C. Des Moines IA 08/2018 08/2025
Rsm Us Llp Des Moines IA 11/2009 08/2018
Hart Wealth Management West Des Moines IA 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-27
  • S65 Uniform Investment Adviser Law Examination
    2018-07-27
Designations
  • Certified Financial Planner
Other Names
  • Joe Hart

View on SEC IAPD

Nearby Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.

Nearby Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE

Nearby Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

More in West Des Moines, IA

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