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Spencer Howells Nelson

Iron Gate Global Advisors

North Salt Lake, UT

CRD 7004126

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Employer firm

Iron Gate Global Advisors CRD 111177

$1.32B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Iron Gate Global Advisors

960 North 400 East, North Salt Lake, UT 84054 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2018-10-19
  • UT RA
    APPROVED
    Since 2018-10-19

Branch Locations

960 North 400 East, North Salt Lake, UT 84054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Utah State University Logan UT 09/2016 07/2018
Cicero Group Salt Lake City UT 07/2015 09/2016
Iron Gate Global Advisors Salt Lake City UT 10/2018 Present
  • 09/2016 → 07/2018
    Utah State University
    Logan, UT
  • 07/2015 → 09/2016
    Cicero Group
    Salt Lake City, UT
  • 10/2018 → Present
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-03
  • S65 Uniform Investment Adviser Law Examination
    2018-08-03

View on SEC IAPD

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