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Michael John Follett

Iron Gate Global Advisors

North Salt Lake, UT

Saratoga Springs, UT

CRD 3178161

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Employer firm

Iron Gate Global Advisors CRD 111177

$1.32B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Iron Gate Global Advisors

960 North 400 East, North Salt Lake, UT 84054 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-09-22
  • UT RA
    APPROVED
    Since 2025-09-22

Branch Locations

960 North 400 East, North Salt Lake, UT 84054 • United States

Saratoga Springs, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Sartoga Springs UT 08/2003 12/2023
Charles Schwab & Co., Inc. Sartoga Springs UT 09/2021 08/2025
Iron Gate Global Advisors Salt Lake City UT 09/2025 Present
  • 08/2003 → 12/2023
    Td Ameritrade, Inc.
    Sartoga Springs, UT
  • 09/2021 → 08/2025
    Charles Schwab & Co., Inc.
    Sartoga Springs, UT
  • 09/2025 → Present
    Iron Gate Global Advisors
    Salt Lake City, UT
Previous Registrations
  • 2009-02-11 → 2009-12-31
    Thinkorswim Advisors, Inc.
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-09
S65 Uniform Investment Adviser Law Examination 2009-02-10
  • S63 Uniform Securities Agent State Law Examination
    2017-10-09
  • S65 Uniform Investment Adviser Law Examination
    2009-02-10

View on SEC IAPD

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Nearby Investors

NICHOLAS W. ROBERTS
DANIEL KENT BELL
Matthew Timothy Newman

Nearby Offices

ABLE & STRONG ADVISORS, INC. · BOUNTIFUL, UT
GOALEN CAPITAL ADVISORS, LLC · BOUNTIFUL, UT
LPL FINANCIAL LLC · BOUNTIFUL, UT

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