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Nicholas W. Roberts

Iron Gate Global Advisors

North Salt Lake, UT

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Current Employers
Iron Gate Global Advisors

960 North 400 East, North Salt Lake, UT 84054 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-06-30
  • UT RA
    APPROVED
    Since 2026-06-30

Branch Locations

960 North 400 East, North Salt Lake, UT 84054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 10/2005 06/2026
Iron Gate Global Advisors Salt Lake City UT 06/2026 Present
  • 10/2005 → 06/2026
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 06/2026 → Present
    Iron Gate Global Advisors
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
S63 Uniform Securities Agent State Law Examination 2006-01-27
  • S66 Uniform Combined State Law Examination
    2026-06-29
  • S63 Uniform Securities Agent State Law Examination
    2006-01-27
Other Names
  • Nicholas W Roberts

View on SEC IAPD

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