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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29

Branch Locations

750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Mutual Mortgage Houston TX 11/2015 02/2018
J.P. Morgan Securities Llc Houston TX 07/2018 10/2025
Jpmorgan Chase Bank, N.A. Houston TX 07/2018 10/2025
Unemployed Stafford TX 03/2018 06/2018
Rbc Capital Markets, Llc Houston TX 10/2025 Present
  • 11/2015 → 02/2018
    Legacy Mutual Mortgage
    Houston, TX
  • 07/2018 → 10/2025
    Houston, TX
  • 07/2018 → 10/2025
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 03/2018 → 06/2018
    Unemployed
    Stafford, TX
  • 10/2025 → Present
    Houston, TX
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Christian Macias Rental ADDRESS: 310 Hullsmith Drive Houston 77063 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other - rental property START DATE: Apr 29, 2022 CAPACITY: Other DUTIES: Rental property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-06
S63 Uniform Securities Agent State Law Examination 2018-10-29
  • S66 Uniform Combined State Law Examination
    2023-06-06
  • S63 Uniform Securities Agent State Law Examination
    2018-10-29
Other Names
  • Nicole Chan

View on SEC IAPD

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