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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-01 |
| CA | RA | APPROVED | 2013-11-12 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
400 Park Avenue, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | New York | NY | 10/2013 | Present |
Name:CFA Institute Investment-related:Yes Address:915 East High Street Charlottesville, VA 22902 USA Nature:CFA Institute is an organization that promotes financial professionalism, integrity and knowledge through education and training. Position, title, or relationship:Grader Start date:06/26/16 # of hours/month:0 # of hours during securities trading hours:0 Duties:Grading for the 2016 CFA Level 3 examination. 1-week term.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
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