Carlos Omar Ortiz

Current Employers

Employment History

• 08/2014 → 08/2018
  Pfe Advisors
  Southborough, MA
• 08/2018 → 06/2019
  The Feingold Companies
  Worcester, MA
• 06/2019 → 09/2019
  Fsc Securities Corp
  Worcester, MA
• 09/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2019-07-24 → 2019-09-06
  Fsc Securities Corporation
  Atlanta, GA
  Worcester, MA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) THE FEINGOLD COMPANIES, 446 MAIN STREET SUITE 1403 WORCESTER MA 01608, 08/2018, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 3) THE FEINGOLD COMPANIES TPA AND PENSION CONSULTING, 446 MAIN STREET SUITE 1403 WORCESTER MA, 08/2018, CONSULTANT, PENSION SERVICES, NIR, 200 HR/MO 150 HR/MO TRADING 4) SEQUEL INTERMEDIATE, LLC, 446 Main Street, Suite 1403, Worcester MA 01608, United States, START DATE 12/2025, W2 Employee, Employee (receive a W-2), IR, HR/MO 120, HR/MO TRADING 120

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-20
• S63 Uniform Securities Agent State Law Examination
  2020-08-28